FCA Thematic Reviews The FCA has recently published the outcomes of two “Thematic Reviews” affecting the insurance sector.In a Thematic Review the FCA looks at firms’ policies and procedures in respect of a specific area of regulated activity to make comparisons...
Protect Association Webinar Malcolm Padgett delivered a Webinar to members of the Protect Association (https://www.protect-association.org.uk/) on 16 November 2023. Over 60 members and guests listened to Malcolm’s warnings as to how the Financial Conduct Authority has...
Upcoming Online Training Malcolm Padgett will next be delivering his highly acclaimed online training courseHow to undertake FCA Regulated Product Reviewson 3 March 2023This virtual course explains how the FCA’s main regulatory focus is now on whether firms have the...
Protect Association Webinar – 25 January 2022 On 25 January Malcolm Padgett delivered a presentation, covering the final proposals for the FCA Consumer Duty of Care, at a Webinar hosted by the Protect Association.For the slides used in the Webinar [click here]...
Product Review and Foundation Training 2021-22 The two most popular of our training courses have been fully updated, ready for the autumn/winter training “season”.They are:-The Foundation Course (minimum 9 hours CPD) – aimed at ensuring that all staff get the...
